O'Connor Kevin J.'s Form 4 filing
Carrier Global Corp (CARR) · filed Nov 8, 2024
- Accession no.
- 0001225208-24-009822
- Filed
- Nov 8, 2024
- Trade date
- Nov 6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Connor Kevin J.CIK 0001808321 | Officer (Senior VP & CLO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Common Stock | MOption exerciseAcquired | +217,150 | $25.60 | +$5,559,040 | 263,233 | Direct | |
| Nov 6, 2024 | Common Stock | MOption exerciseAcquired | +32,000 | $16.55 | +$529,600 | 295,233 | Direct | |
| Nov 6, 2024 | Common Stock | FTax withholdingDisposed | −81,967 | $74.28 | −$6,088,508.76 | 213,266 | Direct | |
| Nov 6, 2024 | Common Stock | SSaleDisposed | −167,183 | $73.46 | −$12,281,263.18 | 46,083 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Common Stock | MOption exerciseDisposed | −217,150 | $74.28 | −$16,129,902 | 0 | Direct | |
| Nov 6, 2024 | Common Stock | MOption exerciseDisposed | −32,000 | $74.28 | −$2,376,960 | 78,200 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.