Deschutter Douglas Richard's Form 4 filing
Broadridge Financial Solutions, Inc. (BR) · filed Nov 8, 2024
- Accession no.
- 0001225208-24-009795
- Filed
- Nov 8, 2024
- Trade date
- Nov 7, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.33M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Deschutter Douglas RichardCIK 0001391093 | Officer (Co-President ICS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2024 | Common Stock | MOption exerciseAcquired | +8,999 | $67.32 | +$605,812.68 | 42,557.89 | Direct | |
| Nov 7, 2024 | Common Stock | MOption exerciseAcquired | +8,764 | $51.95 | +$455,289.8 | 51,321.89 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −7,133 | $220.21 | −$1,570,757.93 | 44,188.89 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −7,481 | $220.21 | −$1,647,391.01 | 36,707.89 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −9,571 | $220.21 | −$2,107,629.91 | 27,136.89 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2024 | Common Stock | MOption exerciseDisposed | −8,764 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2024 | Common Stock | MOption exerciseDisposed | −8,999 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.