Rhodes William C III's Form 4 filing
AutoZone Inc (AZO) · filed Oct 11, 2024
- Accession no.
- 0001225208-24-009273
- Filed
- Oct 11, 2024
- Trade date
- Oct 10, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 27 non-derivative transactions and 1 derivative transaction. Open-market sales total $40.4M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rhodes William C IIICIK 0001080992 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 10, 2024 | Common Stock | MOption exerciseAcquired | +13,000 | $772.80 | +$10,046,400 | 26,857.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −41 | $3,089.46F1 | −$126,667.86 | 26,816.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −100 | $3,140.59 | −$314,059 | 26,716.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −100 | $3,139.55 | −$313,955 | 26,616.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −100 | $3,127.87 | −$312,787 | 26,516.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −100 | $3,122.61 | −$312,261 | 26,416.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −100 | $3,107.38 | −$310,738 | 26,316.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −100 | $3,094.71 | −$309,471 | 26,216.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −191 | $3,097.71F2 | −$591,662.61 | 26,025.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −200 | $3,111.57F3 | −$622,314 | 25,825.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −200 | $3,108.98 | −$621,796 | 25,625.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −200 | $3,105.12 | −$621,024 | 25,425.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −200 | $3,103.38 | −$620,676 | 25,225.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −300 | $3,128.87F4 | −$938,661 | 24,925.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −300 | $3,120.15F5 | −$936,045 | 24,625.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −300 | $3,101.33F6 | −$930,399 | 24,325.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −400 | $3,117.96F7 | −$1,247,184 | 23,925.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −535 | $3,093.99F8 | −$1,655,284.65 | 23,390.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −574 | $3,100.19F9 | −$1,779,509.06 | 22,816.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −600 | $3,115.02F10 | −$1,869,012 | 22,216.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −658 | $3,092.64F11 | −$2,034,957.12 | 21,558.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −700 | $3,138.73F12 | −$2,197,111 | 20,858.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −1,000 | $3,115.95F13 | −$3,115,950 | 19,858.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −1,054 | $3,121.08 | −$3,289,618.32 | 18,804.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −1,128 | $3,091.99F14 | −$3,487,764.72 | 17,676.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −1,700 | $3,102.03 | −$5,273,451 | 15,976.05 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −2,119 | $3,096.05F15 | −$6,560,529.95 | 13,857.05 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 10, 2024 | Common Stock | MOption exerciseDisposed | −13,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,089.27 - $3,089.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,097.03 - $3,098.02 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,111.49 - $3,111.66 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,128.37 - $3,129.12 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,119.88 - $3,120.45 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,100.78 - $3,101.60 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,117.65 - $3,118.33 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,093.40 - $3,094.38 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,099.46 - $3,100.35 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,114.36 - $3,115.29 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,092.39 - $3,093.16 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,138.36 - $3,138.95 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F13
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,115.92 - $3,116.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F14
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,091.26 - $3,092.07 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F15
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,096.00 - $3,096.92 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.