Rhodes William C III's Form 4 filing
AutoZone IncAZO · filed Oct 4, 2024
- Accession no.
- 0001225208-24-009183
- Filed
- Oct 4, 2024
- Trade date
- Oct 2-3, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market sales total $7.56M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rhodes William C IIICIK 0001080992 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 2, 2024 | Common Stock | SSaleDisposed | −1,057 | $3,109.95F1 | −$3,287,217.15 | 14,935.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −1,078 | $3,110.64F2 | −$3,353,269.92 | 13,857.05 | Direct | |
| Oct 3, 2024 | Common Stock | MOption exerciseAcquired | +300 | $772.80 | +$231,840 | 14,157.05 | Direct | |
| Oct 3, 2024 | Common Stock | SSaleDisposed | −300 | $3,075.20F3 | −$922,560 | 13,857.05 | Direct | |
| Oct 3, 2024 | Common Stock | DReturned to the companyDisposed | −50 | $3,062.44 | −$153,122 | 50 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,109.43 - $3,110.40 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,110.43 - $3,111.14 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,075.00 - $3,075.45 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
Remarks
Multiple Forms Submitted