Rhodes William C III's Form 4 filing
AutoZone IncAZO · filed Oct 4, 2024
- Accession no.
- 0001225208-24-009182
- Filed
- Oct 4, 2024
- Trade date
- Oct 2-3, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 30 non-derivative transactions and 2 derivative transactions. Open-market sales total $33.8M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rhodes William C IIICIK 0001080992 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 2, 2024 | Common Stock | MOption exerciseAcquired | +13,200 | $772.80 | +$10,200,960 | 27,057.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −1 | $3,116.53 | −$3,116.53 | 27,056.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −7 | $3,118.10 | −$21,826.7 | 27,049.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −40 | $3,092.14F1 | −$123,685.6 | 27,009.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −96 | $3,123.73 | −$299,878.08 | 26,913.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −99 | $3,129.34F2 | −$309,804.66 | 26,814.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −99 | $3,100.01 | −$306,900.99 | 26,715.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −103 | $3,096.77 | −$318,967.31 | 26,612.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −148 | $3,099.23F3 | −$458,686.04 | 26,464.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −173 | $31,115.01F4 | −$5,382,896.73 | 26,291.05 | Direct | Price outlier |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −206 | $3,112.57F5 | −$641,189.42 | 26,085.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −226 | $3,095.71F6 | −$699,630.46 | 25,859.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −239 | $3,094.81F7 | −$739,659.59 | 25,620.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −253 | $3,127.05F8 | −$791,143.65 | 25,367.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −313 | $3,111.93F9 | −$974,034.09 | 25,054.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −390 | $3,090.99F10 | −$1,205,486.1 | 24,664.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −400 | $3,083.42F11 | −$1,233,368 | 24,264.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −472 | $3,108.65F12 | −$1,467,282.8 | 23,792.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −480 | $3,088.51F13 | −$1,482,484.8 | 23,312.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −518 | $3,079.15F14 | −$1,594,999.7 | 22,794.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −530 | $3,082.16F15 | −$1,633,544.8 | 22,264.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −539 | $3,122.39F16 | −$1,682,968.21 | 21,725.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −552 | $3,121.10F17 | −$1,722,847.2 | 21,173.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −585 | $3,087.33F18 | −$1,806,088.05 | 20,588.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −620 | $3,085.00F19 | −$1,912,700 | 19,968.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −701 | $3,089.43F20 | −$2,165,690.43 | 19,267.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −719 | $3,119.93F21 | −$2,243,229.67 | 18,548.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −750 | $3,107.13F22 | −$2,330,347.5 | 17,798.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −830 | $3,086.17F23 | −$2,561,521.1 | 16,968.05 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −976 | $3,093.94F24 | −$3,019,685.44 | 15,992.05 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 2, 2024 | Common Stock | MOption exerciseDisposed | −13,200 | $0.00 | $0 | 13,300 | Direct | |
| Oct 3, 2024 | Common Stock | MOption exerciseDisposed | −300 | $0.00 | $0 | 13,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,092.09 - $3,092.55 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,129.27 - $3,129.64 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,099.00 - $3,099.37 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,114.89 - $3,115.38 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,112.57 - $3,113.01 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,095.61 - $3,096.31 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,094.45 - $3,095.39 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,127.03 - $3,127.10 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,111.44 - $3,112.36 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,090.65 - $3,091.53 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,082.96 - $3,083.65 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,108.34 - $3,109.01 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F13
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,088.02 - $3,088.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F14
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,078.66 - $3,079.47 per Share. The reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F15
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,081.92 - $3,082.85 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F16
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,122.18 - $3,122.93 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F17
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,120.53 - $3,121.34 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F18
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,087.02 - $3,087.85 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F19
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,084.47 - $3,085.38 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F20
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,089.12 - $3,089.68 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F21
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,119.50 - $3,120.45 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F22
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,106.63 - $3,107.47 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F23
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,085.76 - $3,086.60 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F24
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,093.44 - $3,094.31 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.