Daly Richard J's Form 4 filing
Broadridge Financial Solutions, Inc. (BR) · filed Sep 9, 2024
- Accession no.
- 0001225208-24-008558
- Filed
- Sep 9, 2024
- Trade date
- Sep 6, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.56M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daly Richard JCIK 0001198860 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2024 | Common Stock | MOption exerciseAcquired | +14,510 | $117.34 | +$1,702,603.4 | 127,031.99 | Direct | |
| Sep 6, 2024 | Common Stock | SSaleDisposed | −9,038 | $207.66 | −$1,876,831.08 | 117,993.99 | Direct | |
| Sep 6, 2024 | Common Stock | SSaleDisposed | −12,900 | $207.66 | −$2,678,814 | 105,093.99 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2024 | Common Stock | MOption exerciseDisposed | −14,510 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.