Perry Christopher John's Form 4 filing
Broadridge Financial Solutions, Inc. (BR) · filed Aug 15, 2024
- Accession no.
- 0001225208-24-008029
- Filed
- Aug 15, 2024
- Trade date
- Aug 15, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $42.0K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Perry Christopher JohnCIK 0001619128 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Common Stock | MOption exerciseAcquired | +216 | $148.07 | +$31,983.12 | 67,430.52 | Direct | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −200 | $210.15 | −$42,030 | 67,230.52 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Common Stock | MOption exerciseDisposed | −216 | $148.07 | −$31,983.12 | 15,222 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.