Perry Christopher John's Form 4 filing
Broadridge Financial Solutions, Inc. (BR) · filed Aug 15, 2024
- Accession no.
- 0001225208-24-008023
- Filed
- Aug 15, 2024
- Trade date
- Aug 14, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $6.54M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Perry Christopher JohnCIK 0001619128 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2024 | Common Stock | MOption exerciseAcquired | +15,097 | $144.84 | +$2,186,649.48 | 79,524.52 | Direct | |
| Aug 14, 2024 | Common Stock | MOption exerciseAcquired | +9,854 | $117.34 | +$1,156,268.36 | 89,378.52 | Direct | |
| Aug 14, 2024 | Common Stock | MOption exerciseAcquired | +9,375 | $144.67 | +$1,356,281.25 | 98,753.52 | Direct | |
| Aug 14, 2024 | Common Stock | SSaleDisposed | −8,701 | $207.15 | −$1,802,412.15 | 90,052.52 | Direct | |
| Aug 14, 2024 | Common Stock | SSaleDisposed | −8,824 | $207.13 | −$1,827,715.12 | 81,228.52 | Direct | |
| Aug 14, 2024 | Common Stock | SSaleDisposed | −14,014 | $207.65 | −$2,910,007.1 | 67,214.52 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2024 | Common Stock | MOption exerciseDisposed | −9,854 | $0.00 | $0 | 0 | Direct | |
| Aug 14, 2024 | Common Stock | MOption exerciseDisposed | −15,097 | $0.00 | $0 | 15,098 | Direct | |
| Aug 14, 2024 | Common Stock | MOption exerciseDisposed | −9,375 | $0.00 | $0 | 28,127 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.