Agrawal Ajay's Form 4 filing
Carrier Global Corp (CARR) · filed Aug 9, 2024
- Accession no.
- 0001225208-24-007962
- Filed
- Aug 9, 2024
- Trade date
- Aug 8, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.03M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Agrawal AjayCIK 0001808151 | Officer (Senior VP, Strategy & Services) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2024 | Common Stock | MOption exerciseAcquired | +93,320 | $21.43 | +$1,999,847.6 | 196,386 | Direct | |
| Aug 8, 2024 | Common Stock | FTax withholdingDisposed | −30,938 | $64.64 | −$1,999,832.32 | 165,448 | Direct | |
| Aug 8, 2024 | Common Stock | SSaleDisposed | −62,382 | $64.55 | −$4,026,758.1 | 103,066 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2024 | Common Stock | MOption exerciseDisposed | −93,320 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.