Lai Monica's Form 4 filing
WTI Fund XI, Inc. · filed Jun 27, 2024
- Accession no.
- 0001225208-24-007014
- Filed
- Jun 27, 2024
- Trade date
- Jun 25, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lai MonicaCIK 0002017029 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 25, 2024 | Common Shares | PPurchaseAcquired | +100,000 | $0.00F1 | $0 | 100,000 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reported amount of shares represents an aggregate number of shares. The Issuer's shares are owned directly by WTI Fund XI, LLC (the "Company"). The Company is offering securities for a total offering amount of up to $600 million. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
Referenced by the price of 1 transaction in Table I.