Moore Robert Burton Jr.'s Form 4 filing
Rocky Brands, Inc. (RCKY) · filed Jun 7, 2024
- Accession no.
- 0001225208-24-006725
- Filed
- Jun 7, 2024
- Trade date
- Jun 5, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $349.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moore Robert Burton Jr.CIK 0001703142 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 5, 2024 | Common Stock, without par value | MOption exerciseAcquired | +5,000 | $28.07 | +$140,350 | 34,517 | Direct | |
| Jun 5, 2024 | Common Stock, without par value | MOption exerciseAcquired | +4,000 | $29.43 | +$117,720 | 38,517 | Direct | |
| Jun 5, 2024 | Common Stock, without par value | SSaleDisposed | −9,000 | $38.82F1 | −$349,380 | 29,517 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 5, 2024 | Common Stock, without par value | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct | |
| Jun 5, 2024 | Common Stock, without par value | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $38.195 to $39.13. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.