Crockett Kyle's Form 4 filing
Carrier Global Corp (CARR) · filed May 23, 2024
- Accession no.
- 0001225208-24-006327
- Filed
- May 23, 2024
- Trade date
- May 21, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $306.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Crockett KyleCIK 0001807898 | Officer (VP, Controller & CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2024 | Common Stock | MOption exerciseAcquired | +7,500 | $25.58 | +$191,850 | 9,542 | Direct | |
| May 21, 2024 | Common Stock | FTax withholdingDisposed | −2,889 | $66.39 | −$191,800.71 | 6,653 | Direct | |
| May 21, 2024 | Common Stock | SSaleDisposed | −4,611 | $66.39 | −$306,124.29 | 2,042 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2024 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 17,500 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.