Elkins Claude E's Form 4 filing
Norfolk Southern Corp (NSC) · filed May 14, 2024
- Accession no.
- 0001225208-24-006030
- Filed
- May 14, 2024
- Trade date
- May 10, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.90M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elkins Claude ECIK 0001898689 | Officer (EVP & Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2024 | Common Stock | MOption exerciseAcquired | +1,610 | $104.23 | +$167,810.3 | 5,799 | Direct | |
| May 10, 2024 | Common Stock | MOption exerciseAcquired | +1,300 | $120.25 | +$156,325 | 7,099 | Direct | |
| May 10, 2024 | Common Stock | MOption exerciseAcquired | +1,230 | $70.32 | +$86,493.6 | 8,329 | Direct | |
| May 10, 2024 | Common Stock | SSaleDisposed | −1,112 | $229.10 | −$254,759.2 | 7,217 | Direct | |
| May 10, 2024 | Common Stock | SSaleDisposed | −3,077 | $227.68 | −$700,571.36 | 4,140 | Direct | |
| May 10, 2024 | Common Stock | SSaleDisposed | −4,140 | $228.82 | −$947,314.8 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2024 | Common Stock | MOption exerciseDisposed | −1,610 | $0.00F1 | $0 | 0 | Direct | |
| May 10, 2024 | Common Stock | MOption exerciseDisposed | −1,230 | $0.00F1 | $0 | 0 | Direct | |
| May 10, 2024 | Common Stock | MOption exerciseDisposed | −1,300 | $0.00F1 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
Referenced by the price of 3 transactions in Table II.