Villeneuve Nadia's Form 4 filing
Carrier Global Corp (CARR) · filed May 14, 2024
- Accession no.
- 0001225208-24-006007
- Filed
- May 14, 2024
- Trade date
- May 10, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $6.44M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Villeneuve NadiaCIK 0001808218 | Officer (Senior VP & CHRO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2024 | Common Stock | MOption exerciseAcquired | +78,963 | $21.43 | +$1,692,177.09 | 188,991 | Direct | |
| May 10, 2024 | Common Stock | MOption exerciseAcquired | +11,236 | $15.98 | +$179,551.28 | 200,227 | Direct | |
| May 10, 2024 | Common Stock | MOption exerciseAcquired | +10,725 | $18.53 | +$198,734.25 | 210,952 | Direct | |
| May 10, 2024 | Common Stock | MOption exerciseAcquired | +5,873 | $19.24 | +$112,996.52 | 216,825 | Direct | |
| May 10, 2024 | Common Stock | FTax withholdingDisposed | −33,369 | $65.43 | −$2,183,333.67 | 183,456 | Direct | |
| May 10, 2024 | Common Stock | SSaleDisposed | −98,428 | $65.40 | −$6,437,191.2 | 85,028 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2024 | Common Stock | MOption exerciseDisposed | −5,873 | $0.00 | $0 | 0 | Direct | |
| May 10, 2024 | Common Stock | MOption exerciseDisposed | −78,963 | $0.00 | $0 | 0 | Direct | |
| May 10, 2024 | Common Stock | MOption exerciseDisposed | −10,725 | $0.00 | $0 | 0 | Direct | |
| May 10, 2024 | Common Stock | MOption exerciseDisposed | −11,236 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.