Loveland Curtis A's Form 4 filing
Rocky Brands, Inc. (RCKY) · filed May 8, 2024
- Accession no.
- 0001225208-24-005856
- Filed
- May 8, 2024
- Trade date
- May 6-7, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions. Open-market sales total $345.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Loveland Curtis ACIK 0000905223 | Director, Officer (Assistant Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 6, 2024 | Common Stock, without par value | SSaleDisposed | −354 | $36.35F1 | −$12,867.9 | 98,944 | Direct | |
| May 6, 2024 | Common Stock, without par value | SSaleDisposed | −2,161 | $35.43F2 | −$76,564.23 | 96,783 | Direct | |
| May 7, 2024 | Common Stock, without par value | SSaleDisposed | −979 | $35.15F3 | −$34,411.85 | 95,804 | Direct | |
| May 6, 2024 | Common Stock, without par value | SSaleDisposed | −1,600 | $36.50F4 | −$58,400 | 9,400 | Indirect | |
| May 6, 2024 | Common Stock, without par value | SSaleDisposed | −3,472 | $35.33F5 | −$122,665.76 | 5,928 | Indirect | |
| May 7, 2024 | Common Stock, without par value | SSaleDisposed | −1,147 | $35.40F6 | −$40,603.8 | 4,781 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $36.07 to $36.54. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $35.00 to $35.98. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $35.08 to $35.33. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $36.21 to $36.74. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $35.00 to $35.92. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $35.09 to $35.99. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.