Barner Sharon R's Form 4 filing
Cummins Inc (CMI) · filed May 8, 2024
- Accession no.
- 0001225208-24-005795
- Filed
- May 8, 2024
- Trade date
- May 7, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.11M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barner Sharon RCIK 0001541520 | Officer (VP - Chief Administrative Off.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 7, 2024 | Common | MOption exerciseAcquired | +2,390 | $160.10 | +$382,639 | 23,263 | Direct | |
| May 7, 2024 | Common | MOption exerciseAcquired | +1,490 | $142.12 | +$211,758.8 | 24,753 | Direct | |
| May 7, 2024 | Common | SSaleDisposed | −1,490 | $287.00 | −$427,630 | 23,263 | Direct | |
| May 7, 2024 | Common | SSaleDisposed | −2,390 | $286.77 | −$685,380.3 | 20,873 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 7, 2024 | Common | MOption exerciseDisposed | −2,390 | $0.00 | $0 | 7,170 | Direct | |
| May 7, 2024 | Common | MOption exerciseDisposed | −1,490 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.