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Hayes Gregory's Form 4 filing

RTX Corp (RTX) · filed Apr 29, 2024

Accession no.
0001225208-24-005339
Filed
Apr 29, 2024
Trade date
Apr 25, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 11 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.11M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hayes GregoryCIK 0001225946Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 25, 2024Common StockMOption exerciseAcquired+224,734$71.01+$15,958,361.34791,457Direct
Apr 25, 2024Common StockMOption exerciseAcquired+140,884$85.47+$12,041,355.48932,341Direct
Apr 25, 2024Common StockDReturned to the companyDisposed−17,297$101.54−$1,756,337.38915,044Direct
Apr 25, 2024Common StockSSaleDisposed−22,424$101.65−$2,279,399.6892,620Direct
Apr 25, 2024Common StockDReturned to the companyDisposed−34,366$101.68−$3,494,334.88858,254Direct
Apr 25, 2024Common StockDReturned to the companyDisposed−35,014$101.40−$3,550,419.6823,240Direct
Apr 25, 2024Common StockDReturned to the companyDisposed−35,049$101.30−$3,550,463.7788,191Direct
Apr 25, 2024Common StockDReturned to the companyDisposed−42,045$101.64−$4,273,453.8746,146Direct
Apr 25, 2024Common StockDReturned to the companyDisposed−42,049$101.63−$4,273,439.87704,097Direct
Apr 25, 2024Common StockSSaleDisposed−67,338$101.37−$6,826,053.06636,759Direct
Apr 25, 2024Common StockDReturned to the companyDisposed−70,036$101.39−$7,100,950.04566,723Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 25, 2024Common StockMOption exerciseDisposed−140,884$0.00$00Direct
Apr 25, 2024Common StockMOption exerciseDisposed−224,734$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)