Daniele Philip B.'s Form 4 filing
AutoZone Inc (AZO) · filed Mar 22, 2024
- Accession no.
- 0001225208-24-004432
- Filed
- Mar 22, 2024
- Trade date
- Mar 20, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $13.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daniele Philip B.CIK 0001657348 | Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2024 | Common Stock | MOption exerciseAcquired | +4,190 | $744.85 | +$3,120,921.5 | 5,089.62 | Direct | |
| Mar 20, 2024 | Common Stock | SSaleDisposed | −109 | $3,164.25 | −$344,903.25 | 4,980.62 | Direct | |
| Mar 20, 2024 | Common Stock | SSaleDisposed | −297 | $3,165.66F1 | −$940,201.02 | 4,683.62 | Direct | |
| Mar 20, 2024 | Common Stock | SSaleDisposed | −304 | $3,163.64F2 | −$961,746.56 | 4,379.62 | Direct | |
| Mar 20, 2024 | Common Stock | SSaleDisposed | −723 | $3,162.36F3 | −$2,286,386.28 | 3,656.62 | Direct | |
| Mar 20, 2024 | Common Stock | SSaleDisposed | −881 | $3,161.46F4 | −$2,785,246.26 | 2,775.62 | Direct | |
| Mar 20, 2024 | Common Stock | SSaleDisposed | −1,876 | $3,160.42F5 | −$5,928,947.92 | 899.62 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2024 | Common Stock | MOption exerciseDisposed | −4,190 | $0.00 | $0 | 2,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $3,165.00 - $3,165.99 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $3,163.19 - $3,163.86 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $3,162.05 - $3,162.77 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $3,161.00 - $3,161.88 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $3,160.00 - $3,160.97 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.