Smith Richard Craig's Form 4 filing
AutoZone IncAZO · filed Mar 1, 2024
- Accession no.
- 0001225208-24-003405
- Filed
- Mar 1, 2024
- Trade date
- Feb 28, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $8.99M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Richard CraigCIK 0001661802 | Officer (Sr. Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2024 | Common Stock | MOption exerciseAcquired | +3,000 | $761.30 | +$2,283,900 | 5,920.89 | Direct | |
| Feb 28, 2024 | Common Stock | SSaleDisposed | −3 | $3,000.40F1 | −$9,001.2 | 5,917.89 | Direct | |
| Feb 28, 2024 | Common Stock | SSaleDisposed | −18 | $2,996.47F2 | −$53,936.46 | 5,899.89 | Direct | |
| Feb 28, 2024 | Common Stock | SSaleDisposed | −433 | $2,999.27F3 | −$1,298,683.91 | 5,466.89 | Direct | |
| Feb 28, 2024 | Common Stock | SSaleDisposed | −2,546 | $2,997.51F4 | −$7,631,660.46 | 2,920.89 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2024 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 1,050 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $3,000.33 - $3,000.53 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,996.04 - $2,996.77 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,999.00 - $2,999.72 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,997.35 - $2,997.51 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.