Forche Kurt D's Form 4 filing
Kellanova (K) · filed Feb 21, 2024
- Accession no.
- 0001225208-24-002617
- Filed
- Feb 21, 2024
- Trade date
- Feb 16-21, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $169.4K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Forche Kurt DCIK 0001747840 | Officer (VP-Corporate Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Common | MOption exerciseAcquired | +8,405.64 | $0.00F1 | $0 | 17,812.26 | Direct | |
| Feb 16, 2024 | Common | FTax withholdingDisposed | −2,598 | $55.47 | −$144,111.06 | 15,214.26 | Direct | |
| Feb 19, 2024 | Common | MOption exerciseAcquired | +2,547.26 | $0.00F1 | $0 | 17,761.51 | Direct | |
| Feb 19, 2024 | Common | FTax withholdingDisposed | −756 | $55.47 | −$41,935.32 | 17,005.51 | Direct | |
| Feb 21, 2024 | Common | SSaleDisposed | −3,000 | $56.48 | −$169,440 | 14,005.51 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Common | MOption exerciseDisposed | −8,405.64 | $0.00 | $0 | 0 | Direct | |
| Feb 16, 2024 | Common | AGrant or awardAcquired | +2,240 | $0.00 | $0 | 2,240 | Direct | |
| Feb 19, 2024 | Common | MOption exerciseDisposed | −2,547.26 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Kellanova common stock.
Referenced by the price of 2 transactions in Table I.