Marroquin Victor's Form 4 filing
Kellanova (K) · filed Feb 21, 2024
- Accession no.
- 0001225208-24-002616
- Filed
- Feb 21, 2024
- Trade date
- Feb 16-21, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $135.8K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marroquin VictorCIK 0002009618 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Common | MOption exerciseAcquired | +2,767.53 | $0.00F1 | $0 | 6,869.66 | Direct | |
| Feb 16, 2024 | Common | FTax withholdingDisposed | −970 | $55.47 | −$53,805.9 | 5,899.66 | Direct | |
| Feb 19, 2024 | Common | MOption exerciseAcquired | +1,197.34 | $0.00F1 | $0 | 7,097 | Direct | |
| Feb 19, 2024 | Common | FTax withholdingDisposed | −420 | $55.47 | −$23,297.4 | 6,677 | Direct | |
| Feb 21, 2024 | Common | MOption exerciseAcquired | +2,487 | $53.03 | +$131,885.61 | 9,164 | Direct | |
| Feb 21, 2024 | Common | SSaleDisposed | −2,427 | $55.96 | −$135,814.92 | 6,737 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Common | MOption exerciseDisposed | −2,767.53 | $0.00 | $0 | 0 | Direct | |
| Feb 16, 2024 | Common | AGrant or awardAcquired | +3,160 | $0.00 | $0 | 3,160 | Direct | |
| Feb 19, 2024 | Common | MOption exerciseDisposed | −1,197.34 | $0.00 | $0 | 0 | Direct | |
| Feb 21, 2024 | Common | MOption exerciseDisposed | −2,487 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Kellanova common stock.
Referenced by the price of 2 transactions in Table I.