Satterthwaite Tony's Form 4 filing
Cummins Inc (CMI) · filed Feb 21, 2024
- Accession no.
- 0001225208-24-002586
- Filed
- Feb 21, 2024
- Trade date
- Feb 21, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $9.93M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Satterthwaite TonyCIK 0001438353 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2024 | Common | MOption exerciseAcquired | +15,420 | $163.43 | +$2,520,090.6 | 89,161 | Direct | |
| Feb 21, 2024 | Common | MOption exerciseAcquired | +11,170 | $136.82 | +$1,528,279.4 | 100,331 | Direct | |
| Feb 21, 2024 | Common | MOption exerciseAcquired | +10,860 | $160.10 | +$1,738,686 | 111,191 | Direct | |
| Feb 21, 2024 | Common | SSaleDisposed | −37,450 | $265.05 | −$9,926,122.5 | 73,741 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2024 | Common | MOption exerciseDisposed | −11,170 | $0.00 | $0 | 0 | Direct | |
| Feb 21, 2024 | Common | MOption exerciseDisposed | −10,860 | $0.00 | $0 | 0 | Direct | |
| Feb 21, 2024 | Common | MOption exerciseDisposed | −15,420 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.