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Barner Sharon R's Form 4 filing

Cummins Inc (CMI) · filed Feb 16, 2024

Accession no.
0001225208-24-002340
Filed
Feb 16, 2024
Trade date
Feb 16, 2024
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $376.7K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Barner Sharon RCIK 0001541520Officer (VP - Chief Administrative Off.)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 16, 2024CommonMOption exerciseAcquired+1,400$142.12+$198,96819,274Direct
Feb 16, 2024CommonSSaleDisposed−1,400$269.05−$376,67017,874Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 16, 2024CommonMOption exerciseDisposed−1,400$0.00$03,590Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)