Szyman Catherine M.'s Form 4 filing
Edwards Lifesciences Corp (EW) · filed Feb 15, 2024
- Accession no.
- 0001225208-24-002191
- Filed
- Feb 15, 2024
- Trade date
- Feb 13-15, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.04M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Szyman Catherine M.CIK 0001438538 | Officer (CVP, Critical Care) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2024 | Common Stock | MOption exerciseAcquired | +20,000 | $36.75 | +$735,000 | 54,813.57 | Direct | |
| Feb 13, 2024 | Common Stock | SSaleDisposed | −20,000 | $86.46F1 | −$1,729,200 | 34,813.57 | Direct | |
| Feb 15, 2024 | Common Stock | MOption exerciseAcquired | +27,000 | $36.75 | +$992,250 | 61,813.57 | Direct | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −27,000 | $85.62F2 | −$2,311,740 | 34,813.57 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2024 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 27,000 | Direct | |
| Feb 15, 2024 | Common Stock | MOption exerciseDisposed | −27,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $86.00 to $86.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $85.44 to $85.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the reporting person