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Taubert Jennifer L's Form 4 filing

Johnson & Johnson (JNJ) · filed Feb 12, 2024

Accession no.
0001225208-24-001900
Filed
Feb 12, 2024
Trade date
Feb 8-9, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.28M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Taubert Jennifer LCIK 0001745938Officer (EVP, WW Chair, Pharmaceuticals)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 8, 2024Common StockMOption exerciseAcquired+3,739$0.00F1$0143,329Direct
Feb 8, 2024Common StockFTax withholdingDisposed−1,913$156.33−$299,059.29141,416Direct
Feb 9, 2024Common StockMOption exerciseAcquired+59,397$90.44+$5,371,864.68200,813Direct
Feb 9, 2024Common StockSSaleDisposed−59,397$156.27F3−$9,281,969.19141,416Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 8, 2024Common StockMOption exerciseDisposed−3,739$0.00$00Direct
Feb 9, 2024Common StockMOption exerciseDisposed−59,397$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted Share Units awarded under Long-Term Incentive Plan on February 8, 2021 with a three year vesting period. The Restricted Share Units converted into shares of Common Stock on a one-for-one basis upon vesting.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $156.180 to $156.360. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)