Crockett Kyle's Form 4 filing
Carrier Global Corp (CARR) · filed Feb 9, 2024
- Accession no.
- 0001225208-24-001803
- Filed
- Feb 9, 2024
- Trade date
- Feb 8, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $656.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Crockett KyleCIK 0001807898 | Officer (Vice President, Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2024 | Common Stock | MOption exerciseAcquired | +10,258 | $25.58 | +$262,399.64 | 19,075 | Direct | |
| Feb 8, 2024 | Common Stock | FTax withholdingDisposed | −4,863 | $53.95 | −$262,358.85 | 14,212 | Direct | |
| Feb 8, 2024 | Common Stock | SSaleDisposed | −5,395 | $53.97F2 | −$291,168.15 | 8,817 | Direct | |
| Feb 8, 2024 | Common Stock | SSaleDisposed | −6,775 | $53.95F3 | −$365,511.25 | 2,042 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2024 | Common Stock | MOption exerciseDisposed | −10,258 | $0.00 | $0 | 25,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $53.971 to $53.975 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $53.951 to $53.96 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.