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Mitchill Neil G. JR's Form 4 filing

RTX Corp (RTX) · filed Feb 8, 2024

Accession no.
0001225208-24-001789
Filed
Feb 8, 2024
Trade date
Feb 7, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $142.7K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mitchill Neil G. JRCIK 0001633746Officer (EVP, Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 7, 2024Common StockMOption exerciseAcquired+9,023$81.02+$731,043.4645,566Direct
Feb 7, 2024Common StockMOption exerciseAcquired+5,873$85.47+$501,965.3151,439Direct
Feb 7, 2024Common StockSSaleDisposed−1,545$92.36F2−$142,696.249,894Direct
Feb 7, 2024Common StockDReturned to the companyDisposed−13,351$92.35−$1,232,964.8536,543Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 7, 2024Common StockMOption exerciseDisposed−5,873$0.00$00Direct
Feb 7, 2024Common StockMOption exerciseDisposed−9,023$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $92.3550 to $92.3560 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

Referenced by the price of 1 transaction in Table I.

Remarks

mitchill-poa_09112023.txt

Read the full filing on SEC EDGAR (opens in a new tab)