Swift Christopher's Form 4 filing
Hartford Insurance Group, Inc.HIG · filed Jan 19, 2024
- Accession no.
- 0001225208-24-001036
- Filed
- Jan 19, 2024
- Trade date
- Jan 17-18, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Swift ChristopherCIK 0001349356 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 17, 2024 | Common Stock | MOption exerciseAcquired | +4,633 | $41.25 | +$191,111.25 | 174,813 | Direct | |
| Jan 17, 2024 | Common Stock | SSaleDisposed | −4,633 | $83.06F2 | −$384,816.98 | 170,180 | Direct | |
| Jan 18, 2024 | Common Stock | MOption exerciseAcquired | +43,551 | $41.25 | +$1,796,478.75 | 213,731 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −43,551 | $83.00F3 | −$3,614,733 | 170,180 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 17, 2024 | Common Stock | MOption exerciseDisposed | −4,633 | $0.00 | $0 | 190,998 | Direct | |
| Jan 18, 2024 | Common Stock | MOption exerciseDisposed | −43,551 | $0.00 | $0 | 147,447 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $83.00 - $83.18 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $83.00 - $83.015 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.