LeRiche Dennis W.'s Form 4 filing
AutoZone Inc (AZO) · filed Jan 17, 2024
- Accession no.
- 0001225208-24-000977
- Filed
- Jan 17, 2024
- Trade date
- Jan 16, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.52M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| LeRiche Dennis W.CIK 0001869867 | Officer (Sr. Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +1,700 | $744.85 | +$1,266,245 | 2,093.66 | Direct | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −63 | $2,655.21F1 | −$167,278.23 | 2,030.66 | Direct | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −134 | $2,655.91F2 | −$355,891.94 | 1,896.66 | Direct | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −1,503 | $2,657.63F3 | −$3,994,417.89 | 393.66 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −1,700 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,654.67 - $2,655.40 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,655.75 - $2,656.33 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,657.40 - $2,657.64 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.