Perry Christopher John's Form 4 filing
Broadridge Financial Solutions, Inc. (BR) · filed Dec 26, 2023
- Accession no.
- 0001225208-23-011328
- Filed
- Dec 26, 2023
- Trade date
- Dec 22-26, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.87M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Perry Christopher JohnCIK 0001619128 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2023 | Common Stock | MOption exerciseAcquired | +2,906 | $148.07 | +$430,291.42 | 61,552.53 | Direct | |
| Dec 22, 2023 | Common Stock | SSaleDisposed | −2,722.01 | $200.01 | −$544,429.22 | 58,830.52 | Direct | |
| Dec 26, 2023 | Common Stock | MOption exerciseAcquired | +7,094 | $148.07 | +$1,050,408.58 | 65,924.52 | Direct | |
| Dec 26, 2023 | Common Stock | SSaleDisposed | −6,643 | $200.17 | −$1,329,729.31 | 59,281.52 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2023 | Common Stock | MOption exerciseDisposed | −2,906 | $148.07 | −$430,291.42 | 27,970 | Direct | |
| Dec 26, 2023 | Common Stock | MOption exerciseDisposed | −7,094 | $148.07 | −$1,050,408.58 | 20,876 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.