Swift Christopher's Form 4 filing
Hartford Insurance Group, Inc. (HIG) · filed Dec 19, 2023
- Accession no.
- 0001225208-23-011285
- Filed
- Dec 19, 2023
- Trade date
- Dec 15-18, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $8.08M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Swift ChristopherCIK 0001349356 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2023 | Common Stock | MOption exerciseAcquired | +53,596 | $41.25 | +$2,210,835 | 223,776 | Direct | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −53,596 | $80.23F2 | −$4,300,007.08 | 170,180 | Direct | |
| Dec 18, 2023 | Common Stock | MOption exerciseAcquired | +47,033 | $41.25 | +$1,940,111.25 | 217,213 | Direct | |
| Dec 18, 2023 | Common Stock | SSaleDisposed | −47,033 | $80.41F3 | −$3,781,923.53 | 170,180 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2023 | Common Stock | MOption exerciseDisposed | −53,596 | $0.00 | $0 | 248,291 | Direct | |
| Dec 18, 2023 | Common Stock | MOption exerciseDisposed | −47,033 | $0.00 | $0 | 201,258 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $80.00 - $80.65 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $80.00 - $80.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.