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Lusco C. Matthew's Form 4 filing

Regions Financial CorpRF · filed Dec 12, 2023

Accession no.
0001225208-23-010968
Filed
Dec 12, 2023
Trade date
Dec 8-11, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $499.9K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lusco C. MatthewCIK 0001513037Officer (SEVP & CRO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 8, 2023Common StockSSaleDisposed−28,617$17.47F1−$499,938.99103,307Direct
Dec 11, 2023Common StockGGiftDisposed−39,577$0.00$063,730Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $17.445 to $17.485, inclusive. Upon request by Regions Financial Corporation, any security holder of Regions Financial Corporation, or the staff of the Securities and Exchange Commission, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

Remarks

poa_lusco.txt

Read the full filing on SEC EDGAR (opens in a new tab)