Reilly Paul C's Form 4 filing
Raymond James Financial Inc (RJF) · filed Dec 1, 2023
- Accession no.
- 0001225208-23-010606
- Filed
- Dec 1, 2023
- Trade date
- Nov 20-30, 2023
- Filing delay
- 11 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.20M. It was filed 11 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Reilly Paul CCIK 0001240439 | Director, Officer (Chair & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 20, 2023 | Common Stock | AGrant or awardAcquired | +69,375 | $0.00 | $0 | 310,125 | Direct | |
| Nov 29, 2023 | Common Stock | MOption exerciseAcquired | +3,750 | $0.00 | $0 | 316,238 | Direct | |
| Nov 29, 2023 | Common Stock | FTax withholdingDisposed | −1,387 | $102.73 | −$142,486.51 | 314,851 | Direct | |
| Nov 29, 2023 | Common Stock | SSaleDisposed | −50,000 | $103.99 | −$5,199,500 | 264,851 | Direct | |
| Nov 30, 2023 | Common Stock | MOption exerciseAcquired | +11,700 | $0.00 | $0 | 276,551 | Direct | |
| Nov 30, 2023 | Common Stock | FTax withholdingDisposed | −4,329 | $103.75 | −$449,133.75 | 272,222 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2023 | Common Stock | MOption exerciseDisposed | −3,750 | $0.00 | $0 | 0 | Direct | |
| Nov 30, 2023 | Common Stock | MOption exerciseDisposed | −11,700 | $0.00 | $0 | 7,800 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.