Jones Nathaniel T.'s Form 4 filing
Nuveen Floating Rate Income Fund (JFR) · filed Oct 26, 2023
- Accession no.
- 0001225208-23-009751
- Filed
- Oct 26, 2023
- Trade date
- Oct 26, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market sales total $10.8K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jones Nathaniel T.CIK 0001677581 | Officer (Vice President and Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 26, 2023 | Common Stock | SSaleDisposed | −1,406 | $7.67 | −$10,784.02 | 314 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.