Skip to main content

Kelligrew James B's Form 4 filing

US Bancorp DE (USB) · filed Oct 20, 2023

Accession no.
0001225208-23-009629
Filed
Oct 20, 2023
Trade date
Jan 12, 2016-Jan 17, 2023
Filing delay
2,838 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 30 non-derivative transactions. Open-market purchases total $163.6K. Open-market sales total $106.5K. It was filed 2838 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kelligrew James BCIK 0001660311Officer (Vice Chair)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 12, 2016Series G Preferred Stock Depositary SharesSSaleDisposed−48$26.48−$1,271.0416Indirect
Jan 13, 2016Series G Preferred Stock Depositary SharesSSaleDisposed−16$26.48−$423.680Indirect
Jan 31, 2017Common Stock, $0.01 par valuePPurchaseAcquired+440$52.60+$23,144440Indirect
Mar 16, 2017Series F Preferred Stock Depositary SharesPPurchaseAcquired+24$29.07+$697.68183Indirect
Aug 27, 2018Common Stock, $0.01 par valuePPurchaseAcquired+500$54.40+$27,200940Indirect
Sep 17, 2018Common Stock, $0.01 par valueGGiftAcquired+356$0.00$01,296Indirect
Sep 17, 2018Series B Preferred Stock Depositary SharesGGiftAcquired+53$0.00$053Indirect
Sep 17, 2018Series F Preferred Stock Depositary SharesGGiftAcquired+62$0.00$0245Indirect
Sep 17, 2018Series H Preferred Stock Depositary SharesGGiftAcquired+33$0.00$033Indirect
May 3, 2019Common Stock, $0.01 par valueSSaleDisposed−221$53.73−$11,874.331,075Indirect
May 3, 2019Series B Preferred Stock Depositary SharesPPurchaseAcquired+57$19.36+$1,103.52110Indirect
May 3, 2019Series F Preferred Stock Depositary SharesPPurchaseAcquired+65$26.84+$1,744.6310Indirect
May 3, 2019Series H Preferred Stock Depositary SharesPPurchaseAcquired+14$25.33+$354.6247Indirect
May 3, 2019Series K Preferred Stock Depositary SharesPPurchaseAcquired+23$26.08+$599.8423Indirect
Sep 16, 2019Series K Preferred Stock Depositary SharesPPurchaseAcquired+23$26.69+$613.8746Indirect
Sep 17, 2019Common Stock, $0.01 par valuePPurchaseAcquired+107$55.78+$5,968.461,182Indirect
Nov 7, 2019Series H Preferred Stock Depositary SharesSSaleDisposed−8$25.29−$202.3239Indirect
Nov 7, 2019Series H Preferred Stock Depositary SharesSSaleDisposed−39$25.19−$982.410Indirect
Nov 19, 2019Common Stock, $0.01 par valueSSaleDisposed−9$59.52−$535.681,173Indirect
Jun 4, 2020Common Stock, $0.01 par valueSSaleDisposed−163$39.61−$6,456.431,010Indirect
Dec 23, 2020Common Stock, $0.01 par valueSSaleDisposed−268$46.86−$12,558.48742Indirect
Dec 23, 2020Common Stock, $0.01 par valueSSaleDisposed−742$46.58−$34,562.360Indirect
Jan 25, 2021Common Stock, $0.01 par valuePPurchaseAcquired+725$45.92+$33,292725Indirect
Mar 16, 2021Series F Preferred Stock Depositary SharesSSaleDisposed−20$26.27−$525.4290Indirect
Jan 11, 2022Common Stock, $0.01 par valuePPurchaseAcquired+143$62.01+$8,867.43868Indirect
Jan 18, 2022Series F Preferred Stock Depositary SharesJOtherDisposed−290$25.00−$7,2500Indirect
Sep 19, 2022Series B Preferred Stock Depositary SharesSSaleDisposed−3$19.45−$58.35107Indirect
Dec 15, 2022Common Stock, $0.01 par valueSSaleDisposed−868$42.73−$37,089.640Indirect
Jan 13, 2023Common Stock, $0.01 par valuePPurchaseAcquired+403$46.83+$18,872.49403Indirect
Jan 17, 2023Common Stock, $0.01 par valuePPurchaseAcquired+863$47.67+$41,139.211,266Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)