Weinberg James S.'s Form 4 filing
Designer Brands Inc. (DBI) · filed Sep 12, 2023
- Accession no.
- 0001225208-23-008863
- Filed
- Sep 12, 2023
- Trade date
- Sep 8, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.46M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weinberg James S.CIK 0001907089 | Officer (EVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2023 | Class A Common Shares | MOption exerciseAcquired | +42,783 | $0.00 | $0 | 179,280 | Direct | |
| Sep 8, 2023 | Class A Common Shares | FTax withholdingDisposed | −19,403 | $12.66 | −$245,641.98 | 159,877 | Direct | |
| Sep 8, 2023 | Class A Common Shares | SSaleDisposed | −121,429 | $12.04F1 | −$1,462,005.16 | 38,448 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2023 | Class A Common Shares | MOption exerciseDisposed | −1,116 | $0.00 | $0 | 3,363 | Direct | |
| Sep 8, 2023 | Class A Common Shares | MOption exerciseDisposed | −41,667 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $11.75 to $12.625. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.