Smith Ronald G.'s Form 4 filing
Regions Financial Corp (RF) · filed Aug 9, 2023
- Accession no.
- 0001225208-23-008174
- Filed
- Aug 9, 2023
- Trade date
- Aug 7-8, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $209.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Ronald G.CIK 0001509496 | Officer (SEVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2023 | Common Stock | SSaleDisposed | −10,000 | $20.93F1 | −$209,300 | 281,151 | Direct | |
| Aug 8, 2023 | Common Stock | GGiftDisposed | −1,000 | $0.00 | $0 | 280,151 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $20.93 to $20.935, inclusive. Upon request by Regions Financial Corporation, any security holder of Regions Financial Corporation, or the staff of the Securities and Exchange Commission, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
Remarks
poa_smith.txt