Carter Horace's Form 4 filing
Raymond James Financial Inc (RJF) · filed Aug 2, 2023
- Accession no.
- 0001225208-23-007867
- Filed
- Aug 2, 2023
- Trade date
- Jul 31, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $409.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carter HoraceCIK 0001902821 | Officer (President, Fixed Income) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2023 | Common Stock | SSaleDisposed | −3,753 | $109.12F2 | −$409,527.36 | 19,515 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects the weighted average sale price. The range of prices for such transaction was $109.01 to $109.28.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4 reports the open market sale by the reporting person of shares of common stock.