Crockett Kyle's Form 4 filing
Carrier Global CorpCARR · filed Jul 31, 2023
- Accession no.
- 0001225208-23-007791
- Filed
- Jul 31, 2023
- Trade date
- Jul 31, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $403.7K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Crockett KyleCIK 0001807898 | Officer (Vice President, Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2023 | Common Stock | MOption exerciseAcquired | +12,000 | $25.58 | +$306,960 | 12,042 | Direct | |
| Jul 31, 2023 | Common Stock | DReturned to the companyDisposed | −5,183 | $59.22 | −$306,937.26 | 6,859 | Direct | |
| Jul 31, 2023 | Common Stock | SSaleDisposed | −6,817 | $59.22F2 | −$403,702.74 | 42 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2023 | Common Stock | MOption exerciseDisposed | −12,000 | $0.00 | $0 | 35,258 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $59.2101 to $59.2250 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.