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Speiser Michael L's Form 4 filing

Snowflake Inc. (SNOW) · filed Jul 3, 2023

Accession no.
0001225208-23-007053
Filed
Jul 3, 2023
Trade date
Jun 29-30, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 7 non-derivative transactions. Open-market sales total $88.8M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Speiser Michael LCIK 0001433644Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 29, 2023Class A Common StockSSaleDisposed−4,000$179.07F1−$716,2802,052,025Indirect
Jun 29, 2023Class A Common StockSSaleDisposed−28,414$178.56F3−$5,073,603.842,023,611Indirect
Jun 29, 2023Class A Common StockSSaleDisposed−103,406$177.12F4−$18,315,270.721,920,205Indirect
Jun 29, 2023Class A Common StockSSaleDisposed−194,267$176.03F5−$34,196,820.011,725,938Indirect
Jun 30, 2023Class A Common StockSSaleDisposed−100$181.04−$18,1041,725,838Indirect
Jun 30, 2023Class A Common StockSSaleDisposed−83,388$180.41F6−$15,044,029.081,642,450Indirect
Jun 30, 2023Class A Common StockSSaleDisposed−86,425$179.02F7−$15,471,803.51,556,025Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $179.0000 to $179.1800, inclusive. The reporting person undertakes to provide to Snowflake Inc., and any security holder of Snowflake Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $178.1000 to $178.8550, inclusive. The reporting person undertakes to provide to Snowflake Inc., and any security holder of Snowflake Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $177.0000 to $177.7300, inclusive. The reporting person undertakes to provide to Snowflake Inc., and any security holder of Snowflake Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $176.0000 to $176.6600, inclusive. The reporting person undertakes to provide to Snowflake Inc., and any security holder of Snowflake Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $180.0100 to $180.9350, inclusive. The reporting person undertakes to provide to Snowflake Inc., and any security holder of Snowflake Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $179.0000 to $179.4850, inclusive. The reporting person undertakes to provide to Snowflake Inc., and any security holder of Snowflake Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)