Hovnanian Ara K's Form 4 filing
Hovnanian Enterprises Inc (HOV) · filed Jun 23, 2023
- Accession no.
- 0001225208-23-006975
- Filed
- Jun 23, 2023
- Trade date
- Jun 21-22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions. Open-market sales total $4.66M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hovnanian Ara KCIK 0000938549 | Director, Officer (Chairman of Bd., Pres. & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 21, 2023 | Class A Common Stock | SSaleDisposed | −1,075 | $101.12F1 | −$108,704 | 121,243 | Direct | |
| Jun 21, 2023 | Class A Common Stock | SSaleDisposed | −14,277 | $100.31F2 | −$1,432,125.87 | 106,966 | Direct | |
| Jun 21, 2023 | Class A Common Stock | SSaleDisposed | −24,648 | $99.46F3 | −$2,451,490.08 | 82,318 | Direct | |
| Jun 22, 2023 | Class A Common Stock | SSaleDisposed | −581 | $97.10F4 | −$56,415.1 | 81,737 | Direct | |
| Jun 22, 2023 | Class A Common Stock | SSaleDisposed | −672 | $96.26F5 | −$64,686.72 | 81,065 | Direct | |
| Jun 22, 2023 | Class A Common Stock | SSaleDisposed | −1,059 | $99.07F6 | −$104,915.13 | 80,006 | Direct | |
| Jun 22, 2023 | Class A Common Stock | SSaleDisposed | −1,496 | $98.39F7 | −$147,191.44 | 78,510 | Direct | |
| Jun 22, 2023 | Class A Common Stock | SSaleDisposed | −3,068 | $95.36F8 | −$292,564.48 | 75,442 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for price increments ranging from $100.87 to $101.76. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for price increments ranging from $99.87 to $100.86. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sales price for price increments ranging from $98.87 to $99.86. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sales price for price increments ranging from $97.00 to $97.55. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sales price for price increments ranging from $96.00 to $96.74. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sales price for price increments ranging from $99.00 to $99.35. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average sales price for price increments ranging from $98.00 to $98.995. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average sales price for price increments ranging from $95.00 to $95.97. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.