Freno Michael's Form 4/A amendment
AmendedBarings BDC, Inc. (BBDC) · filed May 12, 2023
- Accession no.
- 0001225208-23-005809
- Filed
- May 12, 2023
- Trade date
- May 9, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 10, 2023
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $187.0K. It was filed 3 days after the trade.
This amendment replaces 0001225208-23-005658 (filed May 10, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Freno MichaelCIK 0001558474 | Other: Officer of Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 9, 2023 | Common Stock ("Shares") | PPurchaseAcquired | +14,000 | $7.20 | +$100,800 | 27,287 | Direct | |
| May 9, 2023 | Common Stock ("Shares") | PPurchaseAcquired | +4,000 | $7.19 | +$28,760 | 35,645 | Direct | |
| May 9, 2023 | Common Stock ("Shares") | PPurchaseAcquired | +4,000 | $7.19 | +$28,760 | 39,645 | Direct | |
| May 9, 2023 | Common Stock ("Shares") | PPurchaseAcquired | +4,000 | $7.18 | +$28,720 | 43,645 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.