Duelks Robert N's Form 4 filing
Broadridge Financial Solutions, Inc. (BR) · filed May 5, 2023
- Accession no.
- 0001225208-23-005452
- Filed
- May 5, 2023
- Trade date
- May 5, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $185.2K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Duelks Robert NCIK 0001477044 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 5, 2023 | Common Stock | GGiftDisposed | −100 | $0.00F1 | $0 | 34,835 | Direct | |
| May 5, 2023 | Common Stock | SSaleDisposed | −1,200 | $154.35 | −$185,220 | 33,635 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported disposition represents a bona fide charitable gift made by the reporting person.
Referenced by the price of 1 transaction in Table I.