Drexler Andrew's Form 4 filing
Kimberly Clark Corp (KMB) · filed Apr 27, 2023
- Accession no.
- 0001225208-23-005109
- Filed
- Apr 27, 2023
- Trade date
- Apr 26-27, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.16M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Drexler AndrewCIK 0001567504 | Officer (Vice President and Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 27, 2023 | Common Stock | MOption exerciseAcquired | +7,970 | $125.47 | +$999,995.9 | 12,859 | Direct | |
| Apr 27, 2023 | Common Stock | SSaleDisposed | −7,970 | $145.12F1 | −$1,156,606.4 | 4,889 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 26, 2023 | Common Stock | AGrant or awardAcquired | +2,089 | $0.00F2 | $0 | 2,089 | Direct | |
| Apr 26, 2023 | Common Stock | AGrant or awardAcquired | +2,002 | $0.00F2 | $0 | 2,002 | Direct | |
| Apr 27, 2023 | Common Stock | MOption exerciseDisposed | −7,970 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $145.09 to $145.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
Restricted share units payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation Equity Participation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock and will be paid in shares at the end of the vesting period.
Referenced by the price of 2 transactions in Table II.