Frazer Preston's Form 4 filing
AutoZone Inc (AZO) · filed Apr 4, 2023
- Accession no.
- 0001225208-23-004534
- Filed
- Apr 4, 2023
- Trade date
- Mar 31-Apr 3, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.36M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frazer PrestonCIK 0001790602 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2023 | Common Stock | AGrant or awardAcquired | +11 | $2,458.15 | +$27,039.65 | 944.45 | Direct | |
| Mar 31, 2023 | Common Stock | AGrant or awardAcquired | +2 | $0.00 | $0 | 946.45 | Direct | |
| Apr 3, 2023 | Common Stock | MOption exerciseAcquired | +1,730 | $507.79 | +$878,476.7 | 2,676.45 | Direct | |
| Apr 3, 2023 | Common Stock | SSaleDisposed | −379 | $2,522.33F2 | −$955,963.07 | 2,297.45 | Direct | |
| Apr 3, 2023 | Common Stock | SSaleDisposed | −1,351 | $2,523.28F3 | −$3,408,951.28 | 946.45 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2023 | Common Stock | MOption exerciseDisposed | −1,730 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,521.72 - $2,522.71 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,522.75- $2,523.63 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.