Forche Kurt D's Form 4 filing
Kellanova (K) · filed Feb 22, 2023
- Accession no.
- 0001225208-23-002584
- Filed
- Feb 22, 2023
- Trade date
- Feb 17-22, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $226.5K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Forche Kurt DCIK 0001747840 | Officer (VP-Corporate Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2023 | Common | AGrant or awardAcquired | +6,541 | $0.00 | $0 | 12,913.14 | Direct | |
| Feb 17, 2023 | Common | FTax withholdingDisposed | −2,021 | $68.38 | −$138,195.98 | 10,892.14 | Direct | |
| Feb 21, 2023 | Common | MOption exerciseAcquired | +1,868.84 | $0.00F2 | $0 | 12,760.97 | Direct | |
| Feb 21, 2023 | Common | FTax withholdingDisposed | −554 | $68.91 | −$38,176.14 | 12,206.97 | Direct | |
| Feb 22, 2023 | Common | SSaleDisposed | −3,265 | $69.36F3 | −$226,460.4 | 8,941.97 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2023 | Common | AGrant or awardAcquired | +1,980 | $0.00 | $0 | 1,980 | Direct | |
| Feb 21, 2023 | Common | MOption exerciseDisposed | −1,868.84 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.35 to $69.36, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.