Lane Laura J's Form 4 filing
United Parcel Service Inc (UPS) · filed Feb 22, 2023
- Accession no.
- 0001225208-23-002557
- Filed
- Feb 22, 2023
- Trade date
- Feb 17-21, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.60M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lane Laura JCIK 0001820024 | Officer (CHF Crp Aff, Com & Sustain Off) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2023 | Class A Common Stock | MOption exerciseAcquired | +26,626 | $0.00 | $0 | 46,390.2 | Direct | |
| Feb 17, 2023 | Class A Common Stock | MOption exerciseAcquired | +3,157.88 | $0.00 | $0 | 49,548.08 | Direct | |
| Feb 17, 2023 | Class A Common Stock | FTax withholdingDisposed | −1,425 | $184.75 | −$263,268.75 | 48,123.08 | Direct | |
| Feb 17, 2023 | Class A Common Stock | FTax withholdingDisposed | −12,009 | $173.84 | −$2,087,644.56 | 36,114.08 | Direct | |
| Feb 17, 2023 | Class A Common Stock | JOtherDisposed | −14,617 | $0.00 | $0 | 21,497.08 | Direct | |
| Feb 17, 2023 | Class B Common Stock | JOtherAcquired | +14,617 | $0.00 | $0 | 14,617 | Direct | |
| Feb 21, 2023 | Class B Common Stock | SSaleDisposed | −800 | $179.22F5 | −$143,376 | 13,817 | Direct | |
| Feb 21, 2023 | Class B Common Stock | SSaleDisposed | −6,200 | $178.52F6 | −$1,106,824 | 7,617 | Direct | |
| Feb 21, 2023 | Class B Common Stock | SSaleDisposed | −7,617 | $177.76F7 | −$1,353,997.92 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2023 | Class A Common Stock | MOption exerciseDisposed | −26,626 | $0.00 | $0 | 0 | Direct | |
| Feb 17, 2023 | Class A Common Stock | MOption exerciseDisposed | −3,157.88 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $179.13 to $179.36. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $178.1050 to $179.0975. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $177.10 to $178.09. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.