Newman Brian's Form 4 filing
United Parcel Service Inc (UPS) · filed Feb 22, 2023
- Accession no.
- 0001225208-23-002550
- Filed
- Feb 22, 2023
- Trade date
- Feb 17-21, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.47M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Newman BrianCIK 0001788049 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2023 | Class A Common Stock | MOption exerciseAcquired | +81,125 | $0.00 | $0 | 81,309.57 | Direct | |
| Feb 17, 2023 | Class A Common Stock | MOption exerciseAcquired | +4,758.49 | $0.00 | $0 | 86,068.06 | Direct | |
| Feb 17, 2023 | Class A Common Stock | FTax withholdingDisposed | −2,147 | $184.75 | −$396,658.25 | 83,921.06 | Direct | |
| Feb 17, 2023 | Class A Common Stock | JOtherDisposed | −19,000 | $0.00 | $0 | 64,921.06 | Direct | |
| Feb 17, 2023 | Class A Common Stock | FTax withholdingDisposed | −36,588 | $173.84 | −$6,360,457.92 | 28,333.06 | Direct | |
| Feb 17, 2023 | Class B Common Stock | JOtherAcquired | +19,000 | $0.00 | $0 | 19,000 | Direct | |
| Feb 17, 2023 | Class B Common Stock | SSaleDisposed | −19,000 | $182.46F4 | −$3,466,740 | 0 | Direct | |
| Feb 21, 2023 | Class B Common Stock | JOtherAcquired | +11,677 | $0.00 | $0 | 11,677 | Direct | |
| Feb 21, 2023 | Class B Common Stock | JOtherAcquired | +4,036 | $0.00 | $0 | 4,036 | Indirect | |
| Feb 21, 2023 | Class A Common Stock | JOtherDisposed | −15,713 | $0.00 | $0 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2023 | Class A Common Stock | MOption exerciseDisposed | −81,125 | $0.00 | $0 | 0 | Direct | |
| Feb 17, 2023 | Class A Common Stock | MOption exerciseDisposed | −4,758.49 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $182.40 to $182.5950. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.