Cesarone Nando's Form 4 filing
United Parcel Service Inc (UPS) · filed Feb 3, 2023
- Accession no.
- 0001225208-23-001274
- Filed
- Feb 3, 2023
- Trade date
- Feb 2, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 6 derivative transactions. Open-market sales total $1.48M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cesarone NandoCIK 0001733586 | Officer (President, US Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2023 | Class A Common Stock | MOption exerciseAcquired | +2,742 | $105.54 | +$289,390.68 | 20,274.62 | Direct | |
| Feb 2, 2023 | Class A Common Stock | MOption exerciseAcquired | +2,653 | $165.66 | +$439,495.98 | 22,927.62 | Direct | |
| Feb 2, 2023 | Class A Common Stock | MOption exerciseAcquired | +1,692 | $111.80 | +$189,165.6 | 24,619.62 | Direct | |
| Feb 2, 2023 | Class A Common Stock | MOption exerciseAcquired | +756 | $106.43 | +$80,461.08 | 25,375.62 | Direct | |
| Feb 2, 2023 | Class A Common Stock | MOption exerciseAcquired | +735 | $106.87 | +$78,549.45 | 26,110.62 | Direct | |
| Feb 2, 2023 | Class A Common Stock | MOption exerciseAcquired | +633 | $104.45 | +$66,116.85 | 26,743.62 | Direct | |
| Feb 2, 2023 | Class A Common Stock | FTax withholdingDisposed | −1,444 | $190.00 | −$274,360 | 25,299.62 | Direct | |
| Feb 2, 2023 | Class A Common Stock | SSaleDisposed | −7,767 | $190.00 | −$1,475,730 | 17,532.62 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2023 | Class A Common Stock | MOption exerciseDisposed | −2,653 | $0.00 | $0 | 10,616 | Direct | |
| Feb 2, 2023 | Class A Common Stock | MOption exerciseDisposed | −2,742 | $0.00 | $0 | 8,226 | Direct | |
| Feb 2, 2023 | Class A Common Stock | MOption exerciseDisposed | −1,692 | $0.00 | $0 | 3,383 | Direct | |
| Feb 2, 2023 | Class A Common Stock | MOption exerciseDisposed | −756 | $0.00 | $0 | 757 | Direct | |
| Feb 2, 2023 | Class A Common Stock | MOption exerciseDisposed | −735 | $0.00 | $0 | 0 | Direct | |
| Feb 2, 2023 | Class A Common Stock | MOption exerciseDisposed | −633 | $0.00 | $0 | 633 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.