Gutmann Kathleen M.'s Form 4 filing
United Parcel Service Inc (UPS) · filed Feb 3, 2023
- Accession no.
- 0001225208-23-001273
- Filed
- Feb 3, 2023
- Trade date
- Feb 1-2, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $10.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gutmann Kathleen M.CIK 0001611542 | Officer (Pres Intl, Healthcare and SCS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2023 | Class A Common Stock | JOtherDisposed | −55,574 | $0.00 | $0 | 46,687.21 | Direct | |
| Feb 1, 2023 | Class B Common Stock | JOtherAcquired | +55,574 | $0.00 | $0 | 55,574 | Direct | |
| Feb 2, 2023 | Class B Common Stock | SSaleDisposed | −11,081 | $189.65F3 | −$2,101,511.65 | 44,493 | Direct | |
| Feb 2, 2023 | Class B Common Stock | SSaleDisposed | −11,300 | $187.35F4 | −$2,117,055 | 33,193 | Direct | |
| Feb 2, 2023 | Class B Common Stock | SSaleDisposed | −14,800 | $186.72F5 | −$2,763,456 | 18,393 | Direct | |
| Feb 2, 2023 | Class B Common Stock | SSaleDisposed | −18,393 | $188.64F6 | −$3,469,655.52 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $189.2025 to $190.04. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $187.13 to $187.93. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $186.12 to $187.12. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $188.20 to $189.1950. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.